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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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SUP 5.1 Application and purpose

REC 2.12 Availability of relevant information and admission of financial instruments to trading

SUP 10C.10 Application for approval and withdrawing an application for approval

GENPRU 2.2 Capital resources

SUP 15.2 Purpose

PERG 8.14 Other financial promotions

LR 8.7 Supervision of sponsors

FEES 7.2 The CFEB levy

MAR 10.3 Position management controls

FEES 9.2 PSR fees

REC 3.25 Significant breaches of rules and disorderly trading conditions

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation