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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

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Effective Period

Similar To

FEES App 1.1 Introduction

SUP 1A.4 Tools of supervision

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 5.12 Link between activities and the United Kingdom

COLL 4.5 Reports and accounts

CREDS 7.1 Application, purpose and interpretation

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

COLL 6.12 Risk management policy and risk measurement

COND 2.4 Appropriate resources

COLL 7.7 UCITS mergers

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 15.6 Inaccurate, false or misleading information

DTR 6.2 Filing information and use of language

SYSC 22.9 Records

SYSC 22.2 Getting, giving and updating references: the main rules

EG 19.21 The conduct of investigations under the Payment Services Regulations

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 1.1 Overview

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

EG 19.1 Introduction