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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme