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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

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EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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PERG 8.28 Advice or information

DISP 3.3 Dismissal without consideration of the merits and test cases

PR 2.5 Omission of information

DISP 3.5 Resolution of complaints by the Ombudsman

LR 13.2 Approval of circulars

LR 10.7 Transactions by specialist companies

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

COBS 11.7 Personal account dealing

IPRU-INV 5.8 Calculation of own funds and liquid capital

DEPP 5.1 Settlement decision makers

BIPRU 9.6 Implicit support

DISP 3.7 Awards by the Ombudsman

BIPRU 13.7 Contractual netting

DEPP 4.1 Executive decision maker

FEES 3.1 Introduction

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

PERG 10.2 General issues

PERG 12.6 Advising on conversion or transfer of pension benefits

EG 5.1 Settlement and the FCA – an overview