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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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Similar To

PERG 5.4 The business test

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 15.7 Form and method of notification

SUP 10C.16 References and accurate information

APER 4.4 Statement of Principle 4

RCB 3.6 Fees and other matters

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

PERG 8.21 Company statements, announcements and briefings

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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SYSC 8.1 General outsourcing requirements