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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms
As Published: 2017
TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms
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LR 6.10 Specialist companies: mineral companies
As Published: 2017
LR 6.10 Specialist companies: mineral companies
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BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups
As Published: 2007
BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups
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IFPRU 10.4 Capital conservation measures
As Published: 2014
IFPRU 10.4 Capital conservation measures
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FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019
As Published: 2013
FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019
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SUP 14.6 Cancelling qualification for authorisation
As Published: 2004
SUP 14.6 Cancelling qualification for authorisation
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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
As Published: 2016
EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
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CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing
As Published: 2014
CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing
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MAR 4.3 Support of the Takeover Panel's Functions
As Published: 2007
MAR 4.3 Support of the Takeover Panel's Functions
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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling
As Published: 2012
FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling
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MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements
As Published: 2010
MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements
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BIPRU 8.8 Advanced prudential calculation approaches
As Published: 2006
BIPRU 8.8 Advanced prudential calculation approaches
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MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure
As Published: 2016
MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure
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