Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

…

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

…

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 4.14 Joint investigations with the PRA

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

LR 19.1 Application

LR 1.3 Information gathering and publication

FEES 10.4 Relieving provisions

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

PRIN 3.3 Where?

PERG 15.3 Payment services

PERG 14.5 The ‘by-way-of-business’ test

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COBS 4.1 Application

MIPRU 3.1 Application and purpose

PERG 8.23 Regulated activities

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation