Search Result

841 - 860 of 1570 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness