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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

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