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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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IFPRU 1.4 EU CRR permissions

As Published: 2014

IFPRU 1.4 EU CRR permissions

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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