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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

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MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

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IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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