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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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