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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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