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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles