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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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