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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements