Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

…

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

…

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

…

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

…

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

COLL 1.1 Applications and purpose

PERG 10.3 Pension Scheme Trustees

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

IFPRU 1.2 Significant IFPRU firm

DEPP 6.5D Serious financial hardship

APER 4.1 Statement of Principle 1

SYSC 13.5 Risk management terms

MAR 5.10 Operation of an SME growth market

FEES 3.1 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy