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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COBS 2.2 Information disclosure before providing services (non-MiFID provisions)

As Published: 2008

COBS 2.2 Information disclosure before providing services (non-MiFID provisions)

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

…

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INSPRU 8.4 Capacity Transfer Market

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SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COBS 2.2 Information disclosure before providing services (non-MiFID provisions)

REC 2.12 Availability of relevant information and admission of financial instruments to trading