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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

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COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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MCOB 7B.1 Information to be provided for further advances

As Published: 2015

MCOB 7B.1 Information to be provided for further advances

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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PR App 1.1

As Published: 2005

PR App 1.1

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