Search Result

421 - 440 of 1596 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA