Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

DTR 2.2 Disclosure of inside information

PERG 8.5 In the course of business

DTR 4.1 Annual financial report

SYSC 2.1 Apportionment of Responsibilities

PR App 3.1

SUP 1A.3 The FCA's approach to supervision

PRIN 1.2 Clients and the Principles

MAR 9.5 Frequently Asked Questions

SUP 6.2 Introduction

SUP 17A.2 Connectivity with FCA systems

LR 9.2 Requirements with continuing application

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 4.6 Advising on regulated mortgage contracts

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 16.13 Reporting under the Payment Services Regulations

SUP 15.6 Inaccurate, false or misleading information

FEES 11.2 Pensions guidance providers’ levy