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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

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LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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