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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

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MAR 7A.3 Requirements for algorithmic trading

LR 5.1 Suspending listing

MCOB 6.9 Regulated sale and rent back agreements

REC 3.1 Application and purpose

MCOB 5A.6 Other information

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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

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SUP 15.9 Notifications by members of financial conglomerates

SYSC 10A.1 Application

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy