Search Result

301 - 320 of 1511 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls