Search Result

301 - 320 of 1730 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers