Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 11.9 Changes in close links

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 18.2 Insurance business transfers

REC 3.22 Restriction of, or instruction to close out, open positions

PERG 8.17 Financial promotions concerning agreements for qualifying credit

DISP App 1.2 The standard approach to redress

MCOB 5.4 Information on regulated mortgage contracts: general

COBS 6.2A Describing advice services [deleted]

FEES 9.2 PSR fees

SUP 15.5 Core information requirements

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

CONC 4.2 Pre-contract disclosure and adequate explanations

COLL 12.2 UK UCITS management companies

MCOB 7.6 Mortgages: event-driven information

CASS 7.13 Segregation of client money

SUP 10C.12 Conditional and time-limited approvals

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 1.4 Miscellaneous

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013