Search Result

201 - 220 of 1536 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

FEES 10.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 10.3 Late payments and recovery of unpaid levies

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans