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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)