Search Result

141 - 160 of 1642 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

…

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

…

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

…

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

…

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

…

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…