Search Result

801 - 820 of 1580 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

CONC 5.3 Conduct of business in relation to creditworthiness and affordability

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability