Search Result

781 - 800 of 1424 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land