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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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