Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

INSPRU 7.1 Application

MCOB 6.8 Home purchase plans

PERG 10.4 Pension scheme service providers other than trustees

SUP 16.7A Annual report and accounts

IFPRU 4.15 Credit risk mitigation

SUP 11.1 Application

DISP App 1.2 The standard approach to redress

PERG 5.8 The regulated activities: advising on contracts of insurance

EG 2.11 Senior management responsibility

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

REC 6.8 Powers to supervise

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SYSC 19C.1 General application and purpose

SUP 16.11 Product Sales Data Reporting

EG 4.2 Notifying the person under investigation where notice is not required under the Act

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy