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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

…

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

…

LR 12.1 Application

As Published: 2005

LR 12.1 Application

…

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

…

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

…

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

…

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

…

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

…

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

…

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

…

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

…

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

…

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

…

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

…

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

…

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

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