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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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