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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material