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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

PERG 15.2 General

As Published: 2011

PERG 15.2 General

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

LR 16.1 Application

As Published: 2005

LR 16.1 Application

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

FEES 10.4 Relieving provisions

As Published: 2015

FEES 10.4 Relieving provisions

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing