Search Result

461 - 480 of 1840 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements