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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings

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IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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