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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing