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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

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