Search Result

201 - 220 of 1666 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PR App 1.1

As Published: 2005

PR App 1.1

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application