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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

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COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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COLL 12.4 UCITS product passport

PERG 13.3 Investment Services and Activities

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

EG 19.35 Data Reporting Services Regulations 2017

SUP 15.11 Notification of COCON breaches and disciplinary action

COLL 6.2 Dealing

PERG 2.6 Specified investments: a broad outline

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

MAR 10.2 Position limit requirements

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

SUP 14.2 Changes to branch details

COLL 6.9 Independence, names and UCITS business restrictions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy