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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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Similar To

DEPP 3.1 The Regulatory Decisions Committee

FEES 5.9 Leaving the Financial Ombudsman Service

SYSC 1.4 Application of SYSC 11 to SYSC 22

SUP 11.9 Changes in close links

SYSC 19E.2 Remuneration policies and practices

REC 6.7 Notification rules for overseas recognised bodies

SYSC 4.1 General requirements

EG 2.15 Decision making in the context of regulatory enforcement action

FEES 5.1 Application and Purpose

DEPP 6A.1 Introduction

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

PERG 6.7 Examples

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy