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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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CONC 6.2 Assessment of creditworthiness: during agreement

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

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Similar To

MCOB 4.7A Advised sales

COBS 19.2 Personal pensions, FSAVCs and AVCs

DISP App 3.7 Approach to redress at step 1

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

BIPRU 1.2 Definition of the trading book

PERG 12.6 Advising on conversion or transfer of pension benefits

BIPRU 7.5 Foreign currency PRR

CONC 5.2 Creditworthiness assessment: before agreement

COBS 2.2 Information disclosure before providing services (non-MiFID provisions)

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

COBS 16.4 Statements of client designated investments or client money

PERG 4.12 Appointed representatives

CONC 3.5 Financial promotions about credit agreements not secured on land

BIPRU 9.3 Requirements for originators and sponsors

PERG 10.3 Pension Scheme Trustees

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme