Search Result

101 - 120 of 1251 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

LR App 2.1

As Published: 2005

LR App 2.1

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends