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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

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FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

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Effective Period

Similar To

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COCON 4.1 Specific guidance on individual conduct rules

REC 6.7 Notification rules for overseas recognised bodies

SUP 7.1 Application and purpose

CASS 7.10 Application and purpose

COLL 5.4 Stock lending

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SUP 8.8 Revoking waivers

SUP 4.5 Provisions applicable to all actuaries

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

CASS 7.19 Clearing member client money sub-pools

DEPP 1.2 Introduction to statutory notices

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy