Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

…

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

…

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

…

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

…

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

…

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 2.3 Case selection: Threshold Conditions cases

EG 6.1 Publicity during FCA investigations

FEES 9.2 PSR fees

LR 19.2 Requirements for listing

EG 20.3 Decision making under the CCA Order

LR 13.6 Related party circulars

REC 3.14A Operation of a trading venue

PRIN 1.1 Application and purpose

LR 5.4 Restoring listing

SUP 6.1 Application, interpretation and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy