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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

As Published: 2015

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

GEN 1.3 Emergency

EG 9.6 Applications for variation or revocation of prohibition orders

EG 4.13 Preliminary findings letters and preliminary investigation reports

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 6.1 Publicity during FCA investigations

DEPP 2.3 Decision notices and second supervisory notices

SUP 1A.1 Application and purpose

DTR 1C.2 Modifying rules and consulting the FCA

FEES 9.1 Application and purpose

DEPP 6A.2 Deciding whether to take action

MCOB 4.7A Advised sales

DEPP 6.6 Financial penalties for late and incomplete submission of reports

COBS 19.2 Personal pensions, FSAVCs and AVCs

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)