Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

…

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

…

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

…

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

…

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 7.1 Introduction

PERG 15.5 Negative scope/exclusions

COLL 8.2 Constitution

COLL 7.5 Schemes or sub-funds that are not commercially viable

MAR 4.3 Support of the Takeover Panel's Functions

PERG 8.5 In the course of business

BIPRU 9.3 Requirements for originators and sponsors

COBS 11.2 Best execution for AIFMs and residual CIS operators

GEN 4.4 Business for retail clients from non-UK offices

PERG 4.4A Mortgage contracts entered into before 21 March 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

BIPRU 12.4 Stress testing and contingency funding

IFPRU 4.14 Counterparty credit risk

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach